Financial Metrics

VATE INNOVATE Corp.

Range: 2016-01-01 to 2026-04-29

Export Quarterly CSV Export Annual CSV

Chart Range:

% Change:

Annual View:

Financial Statements

Grouped by statement

Income Statement

Frequency	Period End	Value	% Chg	Unit	Form	Filed
Quarterly	2016-03-31	-0.89	—	USD/shares	10-Q	2017-05-10
Quarterly	2016-06-30	0.02	+102.2%	USD/shares	10-Q	2017-08-09
Quarterly	2016-09-30	-0.2	-1100.0%	USD/shares	10-Q	2017-11-08
Quarterly	2017-03-31	-0.36	-80.0%	USD/shares	10-Q	2018-05-10
Quarterly	2017-06-30	-0.44	-22.2%	USD/shares	10-Q	2017-08-09
Quarterly	2017-09-30	-0.16	+63.6%	USD/shares	10-Q	2017-11-08
Quarterly	2018-03-31	-0.81	-406.2%	USD/shares	10-Q	2018-05-10
Quarterly	2019-03-31	-0.05	+93.8%	USD/shares	10-Q	2020-05-11
Quarterly	2019-06-30	0.12	+340.0%	USD/shares	10-Q	2020-08-10
Quarterly	2019-09-30	-0.16	-233.3%	USD/shares	10-Q	2020-11-09
Quarterly	2020-03-31	-1.82	-1037.5%	USD/shares	10-Q	2021-05-07
Quarterly	2020-06-30	0.25	+113.7%	USD/shares	10-Q	2021-08-06
Quarterly	2020-09-30	-0.37	-248.0%	USD/shares	10-Q	2021-11-04
Quarterly	2021-03-31	0.15	+140.5%	USD/shares	10-Q	2022-05-04
Quarterly	2021-06-30	-0.31	-306.7%	USD/shares	10-Q	2022-08-03
Quarterly	2021-09-30	-2.75	-787.1%	USD/shares	10-Q	2022-11-02
Quarterly	2022-03-31	-0.18	+93.5%	USD/shares	10-Q	2023-05-10
Quarterly	2022-06-30	-0.18	+0.0%	USD/shares	10-Q	2023-08-09
Quarterly	2022-09-30	-0.09	+50.0%	USD/shares	10-Q	2023-11-09
Quarterly	2023-03-31	-0.13	-44.4%	USD/shares	10-Q	2024-05-07
Quarterly	2023-06-30	-0.13	+0.0%	USD/shares	10-Q	2024-08-07
Quarterly	2023-09-30	-0.93	-615.4%	USD/shares	10-Q	2024-11-06
Quarterly	2024-03-31	-2.21	-137.6%	USD/shares	10-Q	2025-05-06
Quarterly	2024-06-30	1.03	+146.6%	USD/shares	10-Q	2025-08-05
Quarterly	2024-09-30	-1.18	-214.6%	USD/shares	10-Q	2025-11-12
Quarterly	2025-03-31	-1.89	-60.2%	USD/shares	10-Q	2025-05-06
Quarterly	2025-06-30	-1.67	+11.6%	USD/shares	10-Q	2025-08-05
Quarterly	2025-09-30	-0.71	+57.5%	USD/shares	10-Q	2025-11-12
Annual	2016-12-31	-1.62	—	USD/shares	10-K	2018-03-14
Annual	2019-12-31	-0.7	+56.8%	USD/shares	10-K	2021-03-10
Annual	2020-12-31	-1.88	-168.6%	USD/shares	10-K	2022-03-09
Annual	2021-12-31	-2.98	-58.5%	USD/shares	10-K	2023-03-14
Annual	2022-12-31	-0.53	+82.2%	USD/shares	10-K	2024-03-06
Annual	2023-12-31	-4.81	-807.5%	USD/shares	10-K	2025-03-31
Annual	2024-12-31	-3.08	+36.0%	USD/shares	10-K	2026-03-26
Annual	2025-12-31	-4.84	-57.1%	USD/shares	10-K	2026-03-26

Balance Sheet

Frequency	Period End	Value	% Chg	Unit	Form	Filed
Quarterly	2016-03-31	403485000.0	—	USD	10-Q	2016-05-09
Quarterly	2016-06-30	349036000.0	-13.5%	USD	10-Q	2016-08-09
Quarterly	2016-09-30	352345000.0	+0.9%	USD	10-Q	2016-11-09
Quarterly	2016-12-31	428496000.0	+21.6%	USD	10-Q	2017-11-08
Quarterly	2017-03-31	445620000.0	+4.0%	USD	10-Q	2017-05-10
Quarterly	2017-06-30	494723000.0	+11.0%	USD	10-Q	2017-08-09
Quarterly	2017-09-30	496592000.0	+0.4%	USD	10-Q	2017-11-08
Annual	2016-12-31	388702000.0	—	USD	10-K	2017-03-09

Cash Flow

Frequency	Period End	Value	% Chg	Unit	Form	Filed
Quarterly	2016-03-31	6512000.0	—	USD	10-Q	2017-05-10
Quarterly	2016-06-30	10870000.0	+66.9%	USD	10-Q	2017-08-09
Quarterly	2016-09-30	21689000.0	+99.5%	USD	10-Q	2017-11-08
Quarterly	2017-03-31	9413000.0	-56.6%	USD	10-Q	2018-05-10
Quarterly	2017-06-30	17019000.0	+80.8%	USD	10-Q	2018-08-08
Quarterly	2017-09-30	25324000.0	+48.8%	USD	10-Q	2018-11-06
Quarterly	2018-03-31	9200000.0	-63.7%	USD	10-Q	2019-05-07
Quarterly	2018-06-30	20200000.0	+119.6%	USD	10-Q	2019-08-08
Quarterly	2018-09-30	32300000.0	+59.9%	USD	10-Q	2019-11-05
Quarterly	2019-03-31	3300000.0	-89.8%	USD	10-Q	2020-05-11
Quarterly	2019-06-30	11000000.0	+233.3%	USD	10-Q	2020-08-10
Quarterly	2019-09-30	16500000.0	+50.0%	USD	10-Q	2020-11-09
Quarterly	2020-03-31	5000000.0	-69.7%	USD	10-Q	2021-05-07
Quarterly	2020-06-30	10000000.0	+100.0%	USD	10-Q	2021-08-06
Quarterly	2020-09-30	14600000.0	+46.0%	USD	10-Q	2021-11-04
Quarterly	2021-03-31	3200000.0	-78.1%	USD	10-Q	2022-05-04
Quarterly	2021-06-30	8000000.0	+150.0%	USD	10-Q	2022-08-03
Quarterly	2021-09-30	15000000.0	+87.5%	USD	10-Q	2022-11-02
Quarterly	2022-03-31	4600000.0	-69.3%	USD	10-Q	2023-05-10
Quarterly	2022-06-30	8800000.0	+91.3%	USD	10-Q	2023-08-09
Quarterly	2022-09-30	16300000.0	+85.2%	USD	10-Q	2023-11-09
Quarterly	2023-03-31	3700000.0	-77.3%	USD	10-Q	2024-05-07
Quarterly	2023-06-30	8200000.0	+121.6%	USD	10-Q	2024-08-07
Quarterly	2023-09-30	13900000.0	+69.5%	USD	10-Q	2024-11-06
Quarterly	2024-03-31	5600000.0	-59.7%	USD	10-Q	2025-05-06
Quarterly	2024-06-30	8700000.0	+55.4%	USD	10-Q	2024-08-07
Quarterly	2024-09-30	11800000.0	+35.6%	USD	10-Q	2024-11-06
Quarterly	2025-03-31	4700000.0	-60.2%	USD	10-Q	2025-05-06
Annual	2016-12-31	29000000.0	—	USD	10-K	2019-03-12
Annual	2017-12-31	31900000.0	+10.0%	USD	10-K	2019-03-12
Annual	2018-12-31	39700000.0	+24.5%	USD	10-K	2020-03-16
Annual	2019-12-31	24700000.0	-37.8%	USD	10-K	2021-03-10
Annual	2020-12-31	17800000.0	-27.9%	USD	10-K	2022-03-09
Annual	2021-12-31	24100000.0	+35.4%	USD	10-K	2023-03-14
Annual	2022-12-31	20700000.0	-14.1%	USD	10-K	2024-03-06
Annual	2023-12-31	18400000.0	-11.1%	USD	10-K	2025-03-31
Annual	2024-12-31	19000000.0	+3.3%	USD	10-K	2025-03-31

Share Data

Frequency	Period End	Value	% Chg	Unit	Form	Filed
Quarterly	2016-03-31	35262000.0	—	shares	10-Q	2017-05-10
Quarterly	2016-06-30	35643000.0	+1.1%	shares	10-Q	2017-08-09
Quarterly	2016-09-30	36627000.0	+2.8%	shares	10-Q	2017-11-08
Quarterly	2017-03-31	41948000.0	+14.5%	shares	10-Q	2018-05-10
Quarterly	2017-06-30	42691000.0	+1.8%	shares	10-Q	2018-08-08
Quarterly	2017-09-30	43013000.0	+0.8%	shares	10-Q	2018-11-06
Quarterly	2018-03-31	44300000.0	+3.0%	shares	10-Q	2019-05-07
Quarterly	2018-06-30	45500000.0	+2.7%	shares	10-Q	2019-08-08
Quarterly	2018-09-30	46200000.0	+1.5%	shares	10-Q	2019-11-05
Quarterly	2019-03-31	59700000.0	+29.2%	shares	10-Q	2020-05-11
Quarterly	2019-06-30	58100000.0	-2.7%	shares	10-Q	2020-08-10
Quarterly	2019-09-30	45700000.0	-21.3%	shares	10-Q	2020-11-09
Quarterly	2020-03-31	45900000.0	+0.4%	shares	10-Q	2021-05-07
Quarterly	2020-06-30	48800000.0	+6.3%	shares	10-Q	2021-08-06
Quarterly	2020-09-30	47400000.0	-2.9%	shares	10-Q	2021-11-04
Quarterly	2021-03-31	76900000.0	+62.2%	shares	10-Q	2022-05-04
Quarterly	2021-06-30	77000000.0	+0.1%	shares	10-Q	2022-08-03
Quarterly	2021-09-30	77200000.0	+0.3%	shares	10-Q	2022-11-02
Quarterly	2022-03-31	77300000.0	+0.1%	shares	10-Q	2023-05-10
Quarterly	2022-06-30	77500000.0	+0.3%	shares	10-Q	2023-08-09
Quarterly	2022-09-30	77600000.0	+0.1%	shares	10-Q	2023-11-09
Quarterly	2023-03-31	77700000.0	+0.1%	shares	10-Q	2024-05-07
Quarterly	2023-06-30	77922241.0	+0.3%	shares	10-Q	2024-08-07
Quarterly	2023-09-30	7841847.0	-89.9%	shares	10-Q	2024-11-06
Quarterly	2024-03-31	7865361.0	+0.3%	shares	10-Q	2025-05-06
Quarterly	2024-06-30	14425756.0	+83.4%	shares	10-Q	2025-08-05
Quarterly	2024-09-30	12966322.0	-10.1%	shares	10-Q	2025-11-12
Quarterly	2025-03-31	13114804.0	+1.1%	shares	10-Q	2025-05-06
Quarterly	2025-06-30	13146750.0	+0.2%	shares	10-Q	2025-08-05
Quarterly	2025-09-30	13264799.0	+0.9%	shares	10-Q	2025-11-12
Annual	2016-12-31	37300000.0	—	shares	10-K	2019-03-12
Annual	2017-12-31	43600000.0	+16.9%	shares	10-K	2019-03-12
Annual	2018-12-31	46800000.0	+7.3%	shares	10-K	2020-03-16
Annual	2019-12-31	44800000.0	-4.3%	shares	10-K	2021-03-10
Annual	2020-12-31	50300000.0	+12.3%	shares	10-K	2022-03-09
Annual	2021-12-31	77100000.0	+53.3%	shares	10-K	2023-03-14
Annual	2022-12-31	77500000.0	+0.5%	shares	10-K	2024-03-06
Annual	2023-12-31	7814620.0	-89.9%	shares	10-K	2025-03-31
Annual	2024-12-31	10696274.0	+36.9%	shares	10-K	2026-03-26
Annual	2025-12-31	13217593.0	+23.6%	shares	10-K	2026-03-26

Credit and Bond Coverage

Company-level

Long-Term Debt (latest annual)

388,702,000

Total Liabilities (latest annual)

1,165,400,000

Current Liabilities (latest annual)

1,034,100,000

Metrics

Frequency	Period End	Value	% Chg	Unit	Form	Filed
Quarterly	2016-03-31	-0.2727	—	ratio	10-Q	2017-05-10
Quarterly	2016-06-30	0.0078	+102.8%	ratio	10-Q	2017-08-09
Quarterly	2016-09-30	-0.0303	-490.4%	ratio	10-Q	2017-11-08
Quarterly	2017-03-31	-0.2390	-689.6%	ratio	10-Q	2018-05-10
Quarterly	2017-06-30	-0.2877	-20.4%	ratio	10-Q	2018-08-08
Quarterly	2017-09-30	-0.1016	+64.7%	ratio	10-Q	2018-11-06
Quarterly	2018-03-31	-0.3080	-203.1%	ratio	10-Q	2019-05-07
Quarterly	2018-06-30	0.4963	+261.1%	ratio	10-Q	2019-08-08
Quarterly	2018-09-30	0.5179	+4.4%	ratio	10-Q	2019-11-05
Quarterly	2019-03-31	-0.0190	-103.7%	ratio	10-Q	2020-05-11
Quarterly	2019-06-30	0.0214	+212.6%	ratio	10-Q	2020-08-10
Quarterly	2019-09-30	-0.0166	-177.5%	ratio	10-Q	2020-11-09
Quarterly	2020-03-31	-1.6694	-9984.9%	ratio	10-Q	2021-05-07
Quarterly	2020-06-30	0.0780	+104.7%	ratio	10-Q	2021-08-06
Quarterly	2020-09-30	-0.0523	-167.1%	ratio	10-Q	2021-11-04
Quarterly	2021-03-31	0.0218	+141.6%	ratio	10-Q	2022-05-04
Quarterly	2021-06-30	-0.0493	-326.4%	ratio	10-Q	2022-08-03
Quarterly	2021-09-30	3.9214	+8059.5%	ratio	10-Q	2022-11-02
Quarterly	2022-03-31	0.2035	-94.8%	ratio	10-Q	2023-05-10
Quarterly	2022-06-30	0.1653	-18.8%	ratio	10-Q	2023-08-09
Quarterly	2022-09-30	0.0732	-55.7%	ratio	10-Q	2023-11-09
Quarterly	2023-03-31	0.0677	-7.5%	ratio	10-Q	2024-05-07
Quarterly	2023-06-30	0.0913	+34.8%	ratio	10-Q	2024-08-07
Quarterly	2023-09-30	0.0636	-30.4%	ratio	10-Q	2024-11-06
Quarterly	2024-03-31	0.1161	+82.4%	ratio	10-Q	2025-05-06
Quarterly	2024-06-30	-0.1102	-195.0%	ratio	10-Q	2025-08-05
Quarterly	2024-09-30	0.1148	+204.2%	ratio	10-Q	2025-11-12
Quarterly	2025-03-31	0.1400	+21.9%	ratio	10-Q	2025-05-06
Quarterly	2025-06-30	0.1017	-27.3%	ratio	10-Q	2025-08-05
Quarterly	2025-09-30	0.0445	-56.3%	ratio	10-Q	2025-11-12
Annual	2016-12-31	-1.4451	—	ratio	10-K	2019-03-12
Annual	2017-12-31	-0.2685	+81.4%	ratio	10-K	2019-03-12
Annual	2018-12-31	0.9288	+445.9%	ratio	10-K	2020-03-16
Annual	2019-12-31	-0.0814	-108.8%	ratio	10-K	2021-03-10
Annual	2020-12-31	-0.1701	-109.0%	ratio	10-K	2022-03-09
Annual	2021-12-31	4.2028	+2570.7%	ratio	10-K	2023-03-14
Annual	2022-12-31	0.4636	-89.0%	ratio	10-K	2024-03-06
Annual	2023-12-31	0.2564	-44.7%	ratio	10-K	2025-03-31
Annual	2024-12-31	0.2492	-2.8%	ratio	10-K	2026-03-26
Annual	2025-12-31	0.2829	+13.5%	ratio	10-K	2026-03-26

8-K Material Event Details

94 filings · 235 item records

This 8-K section tracks corporate event disclosures, not insider buy/sell sentiment. Insider trading direction is shown in the insider section below.

Event Type Distribution

Count per 8-K item

Insider Transaction History

158 transaction records

Net Insider Flow

Monthly open-market buy value minus open-market sell value

Monthly Insider Activity Mix

Share volume split between open-market trades, grants, and exercises

Transaction Value Timeline

Each circle = one priced transaction; size ∝ value X-axis date:

All Transactions

Date	Insider	Title	Type	Security	Shares	Price	Total Value	Post-Tx Shares
2026-03-15	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	1,207	$4.22	$5,094	115,982
2026-03-14	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	4,920	$4.22	$20,762	117,189
2026-03-13	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	1,784	$4.35	$7,760	122,109
2025-09-15	Voigt Paul	Interim CEO	Equity grant / award A · derivative	Stock option (Right To Buy)	100,000	$0.00	$0	100,000
2025-08-06	Voigt Paul	Interim CEO	Equity grant / award A	Common Stock	176,056	$5.68	$999,998	625,890
2025-08-04	GLAZER AVRAM A	Dir	Open-market buy P · derivative	9.5% Convertible Senior Notes due 2027	—	—	—	—
2025-08-04	GLAZER AVRAM A	Dir	Open-market sell S · derivative	7.5% Convertible Senior Notes due 2026	—	—	—	—
2025-06-12	Wilkinson Amy Marie	Dir	Equity grant / award A	Common Stock	16,363	$0.00	$0	46,904
2025-03-15	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	1,053	$7.81	$8,224	123,893
2025-03-14	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	4,302	$7.66	$32,953	124,946
2025-03-13	Sena Michael J.	Chief Financial Officer	Equity grant / award A	Common Stock	12,946	$0.00	$0	129,248
2025-03-11	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	862	$7.23	$6,232	116,302
2024-12-16	GLAZER AVRAM A	Dir	Equity grant / award G	Common Stock	2,097,902	$0.00	$0	2,097,902
2024-11-19	Voigt Paul	Interim CEO	Open-market buy P	Common Stock	25,000	$3.98	$99,500	25,000
2024-10-29	Voigt Paul	Interim CEO	Equity grant / award A · derivative	Stock option (Right To Buy)	100,000	$0.00	$0	100,000
2024-10-29	Voigt Paul	Interim CEO	Equity grant / award A	Common Stock	142,857	$0.00	$0	449,834
2024-10-29	Voigt Paul	Interim CEO	Equity grant / award A	Common Stock	95,322	$0.00	$0	306,977
2024-09-12	Voigt Paul	Interim CEO	Open-market buy P	Common Stock	43,785	$3.80	$166,383	211,655
2024-06-18	Goldstein Brian Steven	Dir	Equity grant / award A	Common Stock	161,001	$0.00	$0	326,194
2024-06-14	Voigt Paul	Interim CEO	Open-market buy P	Common Stock	176	$0.60	$106	1,678,695
2024-06-12	Voigt Paul	Interim CEO	Open-market buy P	Common Stock	7,030	$0.60	$4,218	1,678,519
2024-06-11	Voigt Paul	Interim CEO	Open-market buy P	Common Stock	8,826	$0.60	$5,296	1,671,489
2024-06-10	Voigt Paul	Interim CEO	Open-market buy P	Common Stock	1,965	$0.60	$1,179	1,662,663
2024-04-24	Voigt Paul	Interim CEO	Exercise / conversion M · derivative	Subscription Rights (right to buy)	1,291,568	$0.00	$0	0
2024-04-24	Voigt Paul	Interim CEO	Exercise / conversion M	Common Stock	369,130	$0.70	$258,391	1,660,698
2024-04-24	Voigt Paul	Interim CEO	Exercise / conversion M · derivative	Subscription Rights (right to buy)	58,611	$0.00	$0	0
2024-04-24	Voigt Paul	Interim CEO	Exercise / conversion M · derivative	Subscription Rights (right to buy)	1,291,568	$0.00	$0	0
2024-04-24	Voigt Paul	Interim CEO	Exercise / conversion M	Common Stock	16,751	$0.70	$11,726	75,362
2024-04-24	Voigt Paul	Interim CEO	Exercise / conversion M	Common Stock	369,130	$0.70	$258,391	1,660,698
2024-03-28	GLAZER AVRAM A	Dir	Equity grant / award A · derivative	Series C Non-Voting Participating Convertible Pref Stock	25,000	$1,000.00	$25,000,000	25,000
2024-03-19	Percy Rockdale LLC	10%	Open-market sell S · derivative	Subscription Rights (right to buy)	100,000	$0.00	$490	4,948,755
2024-03-15	Sena Michael J.	CFO and Corporate Secretary	Open-market sell S	Common Stock	21,471	$0.62	$13,349	1,057,347
2024-03-14	Sena Michael J.	CFO and Corporate Secretary	Open-market sell S	Common Stock	11,675	$0.69	$8,004	1,078,818
2024-03-14	Sena Michael J.	CFO and Corporate Secretary	Equity grant / award A	Common Stock	358,015	$0.00	$0	1,090,493
2023-06-15	GFELLER WARREN H	Dir	Equity grant / award A	Common Stock	46,392	$0.00	$0	288,960
2023-05-23	BARR WAYNE JR	President and CEO	Open-market buy P	Common Stock	5,000	$1.48	$7,400	436,660
2023-05-18	BARR WAYNE JR	President and CEO	Open-market buy P	Common Stock	4,750	$1.55	$7,362	431,660
2023-05-18	BARR WAYNE JR	President and CEO	Equity grant / award A	Common Stock	4,750	$1.55	$7,362	431,660
2023-03-15	Herbst Suzi R	Chief Operating Officer	Other disposed transaction F	Common Stock	8,060	$2.93	$23,616	190,934
2023-03-15	Herbst Suzi R	Chief Operating Officer	Equity grant / award A	Common Stock	85,324	$0.00	$0	276,258
2023-03-13	Herbst Suzi R	Chief Operating Officer	Other disposed transaction F	Common Stock	9,381	$2.96	$27,768	198,994
2022-11-14	BARR WAYNE JR	President and CEO	Open-market buy P	Common Stock	10,000	$0.93	$9,299	352,185
2022-11-04	GLAZER AVRAM A	Dir	Equity grant / award A	Common Stock	112,500	$0.00	$0	168,803
2022-09-09	Goldstein Brian Steven	Dir	Open-market buy P	Common Stock	10,000	$1.45	$14,505	10,000
2022-06-15	Lombard Shelly	Dir	Open-market sell S	Common Stock	35,000	$1.91	$66,850	31,298
2022-05-09	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	300,000	$2.80	$838,590	19,384,196
2022-05-06	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	100,242	$2.92	$293,168	19,084,196
2022-04-20	Herbst Suzi R	Chief Operating Officer	Open-market sell S	Common Stock	5,184	$3.76	$19,514	208,375
2022-04-12	Herbst Suzi R	Chief Operating Officer	Open-market buy P	Common Stock	200	$3.75	$750	213,959
2022-04-12	Herbst Suzi R	Chief Operating Officer	Open-market sell S	Common Stock	200	$3.75	$750	213,559
2022-03-16	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Open-market sell S	Common Stock	8,626	$3.57	$30,811	343,306
2022-03-11	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Equity grant / award A	Common Stock	64,304	$0.00	$0	351,932
2021-08-09	BARR WAYNE JR	President and CEO	Open-market buy P	Common Stock	2,500	$3.86	$9,650	269,559
2021-07-06	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	116,565	$3.93	$457,541	3,139,405
2021-07-06	BARR WAYNE JR	President and CEO	Other disposed transaction F	Common Stock	4,160	$4.07	$16,931	267,059
2021-07-02	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	26,223	$4.00	$104,892	3,022,840
2021-07-01	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	29,322	$3.97	$116,458	2,996,617
2021-07-01	Gorzynski Michael	Dir	Other acquired transaction J · derivative	Series A-4 Convertible Preferred Stock	10,000	—	$53,318	10,000
2021-07-01	Gorzynski Michael	Dir	Other acquired transaction J · derivative	Series A-3 Convertible Preferred Stock	6,125	—	$21,552	6,125
2021-06-29	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	33,829	$4.00	$135,198	2,967,295
2021-06-23	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	27,725	$3.99	$110,681	2,933,466
2021-06-22	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	15,492	$4.00	$61,968	2,905,741
2021-06-17	Courtis Kenneth S.	Dir	Equity grant / award A	Common Stock	22,556	$0.00	$0	551,272
2021-06-01	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	971	$4.00	$3,884	2,807,661
2021-05-28	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	3,327	$3.99	$13,259	2,806,690
2021-05-26	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	23,128	$4.00	$92,445	2,803,363
2021-05-21	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	16,191	$3.96	$64,103	2,780,235
2021-05-20	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	22,394	$3.94	$88,194	2,764,044
2021-05-19	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	51,000	$3.97	$202,353	2,741,650
2021-05-12	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	69,233	$3.80	$263,106	2,690,650
2021-05-11	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	58,461	$3.74	$218,457	2,621,417
2021-05-10	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	83,159	$3.73	$310,383	2,562,956
2021-04-23	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	108,000	$3.99	$431,266	2,479,797
2021-04-22	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	53,500	$3.74	$200,020	2,371,797
2021-04-22	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	53,500	$3.74	$200,020	2,371,797
2021-04-21	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	62,090	$3.76	$233,316	2,318,297
2021-04-21	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	62,090	$3.76	$233,316	2,318,297
2021-04-20	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	92,099	$3.52	$324,363	2,256,207
2021-04-20	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	92,099	$3.52	$324,363	2,256,207
2021-03-16	Sena Michael J.	Chief Financial Officer	Open-market sell S	Common Stock	16,555	$3.55	$58,808	575,210
2021-03-16	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	2,164,108	$3.80	$8,223,610	2,164,108
2021-03-15	Sena Michael J.	Chief Financial Officer	Equity grant / award A	Common Stock	70,000	$0.00	$0	591,765
2020-12-08	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	43,000	$3.49	$150,143	18,983,954
2020-12-07	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	197,548	$3.49	$688,810	18,940,954
2020-12-04	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	100,000	$3.48	$347,610	18,743,406
2020-12-03	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	1,062,009	$3.54	$3,762,804	18,643,406
2020-12-02	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	1,344,276	$3.38	$4,549,568	17,581,397
2020-12-01	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	193,715	$3.36	$650,805	16,237,121
2020-11-25	GLAZER AVRAM A	Dir	Open-market buy P · derivative	Series B Non-Voting Participating Convertible Preferred Stoc	21,434	$1,000.00	$21,433,710	21,434
2020-11-25	GLAZER AVRAM A	Dir	Exercise / conversion C	Common Stock	11,891,539	$0.00	$0	11,891,539
2020-11-20	Courtis Kenneth S.	Dir	Exercise / conversion X · derivative	Subscription Rights (right to buy)	308,224	$0.00	$0	0
2020-11-20	Courtis Kenneth S.	Dir	Exercise / conversion X	Common Stock	168,351	$2.27	$382,157	528,716
2020-11-20	Gorzynski Michael	Dir	Exercise / conversion X · derivative	Subscription Rights (right to buy)	2,814,137	$0.00	$0	0
2020-11-20	Gorzynski Michael	Dir	Exercise / conversion X	Common Stock, par value $0.001 per share	2,259,080	$2.27	$5,128,112	5,073,217
2020-11-16	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Open-market sell S	Common Stock	11,493	$2.31	$26,549	276,732
2020-11-16	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Other disposed transaction F	Common Stock	11,493	$2.31	$26,549	276,732
2020-09-09	GLAZER AVRAM A	Dir	Open-market buy P · derivative	Investment Agreement	10,000	—	$22,700	0
2020-07-30	Lombard Shelly	Dir	Equity grant / award A	Common Stock	33,747	$0.00	$0	33,747
2020-07-16	Sena Michael J.	Chief Financial Officer	Equity grant / award A · derivative	Stock Opion (right to buy)	71,548	$0.00	$0	71,548
2020-07-16	Sena Michael J.	Chief Financial Officer	Equity grant / award A	Common Stock	198,398	$0.00	$0	570,311
2020-06-16	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	515,000	$3.78	$1,948,400	4,151,867
2020-06-15	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	446,233	$3.59	$1,600,370	3,636,867
2020-06-05	Courtis Kenneth S.	Dir	Open-market buy P	Common Stock, par value $0.001 per share	24,835	$3.13	$77,612	308,185
2020-06-04	Courtis Kenneth S.	Dir	Open-market buy P	Common Stock, par value $0.001 per share	32,746	$3.00	$98,238	283,350
2020-06-03	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	162,000	$2.97	$481,480	3,190,634
2020-06-03	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Open-market sell S	Common Stock	20,000	$2.96	$59,230	89,827
2020-06-03	Courtis Kenneth S.	Dir	Open-market buy P	Common Stock, par value $0.001 per share	13,268	$2.95	$39,141	250,604
2020-06-02	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	300,000	$2.92	$875,100	3,028,634
2020-06-02	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Open-market sell S	Common Stock	20,000	$2.92	$58,354	109,827
2020-06-01	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	52,224	$2.72	$142,096	2,728,634
2020-05-19	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	13,910	$2.50	$34,761	2,676,410
2020-05-15	GLAZER AVRAM A	Dir	Open-market buy P	Common Stock	84,500	$2.40	$202,716	2,662,500
2020-03-16	Herbst Suzi R	Chief Administrative Officer	Other disposed transaction F	Common Stock	2,619	$2.25	$5,893	91,250
2020-03-16	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Other disposed transaction F	Common Stock	9,628	$2.25	$21,663	129,827
2020-03-15	Herbst Suzi R	Chief Administrative Officer	Other disposed transaction F	Common Stock	19,717	$2.68	$52,842	93,869
2020-03-12	FALCONE PHILIP	CEO, Chairman & President	Other disposed transaction F	Common Stock	212,875	$2.52	$536,445	1,962,400
2019-11-13	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Other disposed transaction F	Common Stock	11,256	$2.22	$24,988	139,455
2019-06-13	LEFFLER ROBERT V JR	Dir	Equity grant / award A	Common Stock	36,734	$0.00	$0	66,097
2019-03-15	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	31,789	$2.62	$83,287	371,913
2019-03-15	Sena Michael J.	Chief Financial Officer	Open-market buy P	Common Stock	9,600	$2.61	$25,056	403,702
2019-03-14	Herbst Suzi R	Chief Administrative Officer	Open-market buy P	Common Stock	6,000	$2.61	$15,672	6,000
2019-03-14	Herbst Suzi R	Chief Administrative Officer	Open-market buy P	Common Stock	6,000	$2.61	$15,672	6,000
2019-03-10	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	9,665	$3.03	$29,285	394,102
2018-12-19	Continental Insurance Group, Ltd.	10%	Open-market sell S	Common Stock	11,473,799	$3.00	$34,421,397	0
2018-11-21	BARR WAYNE JR	Dir	Open-market buy P	Common Stock	1,000	$3.05	$3,050	58,180
2018-11-20	BARR WAYNE JR	Dir	Open-market buy P · derivative	7.5% Conv Senior Note due 2022 (conv into common stock)	—	—	—	570,776
2018-11-14	BARR WAYNE JR	Dir	Equity grant / award L	Common Stock	200	$3.49	$698	57,180
2018-11-13	Ferraro Joseph Anthony	Chief Legal Officer & Corp Sec	Other disposed transaction F	Common Stock	11,256	$3.65	$41,084	161,543
2018-11-09	BARR WAYNE JR	Dir	Equity grant / award L	Common Stock	400	$4.95	$1,980	56,980
2018-11-08	BARR WAYNE JR	Dir	Equity grant / award L	Common Stock	400	$5.22	$2,088	56,580
2018-09-11	FALCONE PHILIP	CEO, Chairman and President	Exercise / conversion M · derivative	Stock option (Right To Buy)	21,795	$0.00	$0	28,452
2018-09-11	FALCONE PHILIP	CEO, Chairman and President	Exercise / conversion M · derivative	Stock option (Right To Buy)	150,000	$0.00	$0	84,608
2018-09-11	FALCONE PHILIP	CEO, Chairman and President	Other disposed transaction F	Common Stock	136,293	$6.08	$828,661	2,155,275
2018-09-11	FALCONE PHILIP	CEO, Chairman and President	Exercise / conversion M	Common Stock	21,795	$4.02	$87,616	2,291,568
2018-09-11	FALCONE PHILIP	CEO, Chairman and President	Exercise / conversion M	Common Stock	150,000	$4.05	$607,500	2,269,773
2018-09-11	FALCONE PHILIP	CEO	Exercise / conversion M · derivative	Stock option (Right To Buy)	21,795	$0.00	$0	28,452
2018-09-11	FALCONE PHILIP	CEO	Exercise / conversion M · derivative	Stock option (Right To Buy)	150,000	$0.00	$0	84,608
2018-09-05	FALCONE PHILIP	CEO, Chairman and President	Equity grant / award G	Common Stock	25,000	$0.00	$0	2,119,773
2018-07-20	FALCONE PHILIP	CEO, Chairman and President	Equity grant / award G	Common Stock	50,000	$0.00	$0	2,144,773
2018-06-13	BARR WAYNE JR	Dir	Equity grant / award A	Common Stock	9,584	$0.00	$0	56,180
2018-03-16	BARR WAYNE JR	Dir	Open-market buy P	Common Stock	200,000	$5.35	$1,070,000	200,000
2018-03-10	FALCONE PHILIP	CEO, Chairman and President	Other disposed transaction F	Common Stock	42,992	$5.74	$246,774	1,209,921
2017-11-13	Herbst Suzi R	Chief Administrative Officer	Open-market sell S	Common Stock	5,303	$4.99	$26,483	27,493
2017-11-10	LEFFLER ROBERT V JR	Dir	Open-market sell S	Common Stock	20,000	$5.00	$99,920	19,779
2017-06-19	BARR WAYNE JR	Dir	Equity grant / award A	Common Stock	10,526	$0.00	$0	46,596
2017-06-14	FALCONE PHILIP	CEO, Chairman and President	Equity grant / award A · derivative	Stock option (Right To Buy)	143,246	$0.00	$0	143,246
2017-06-14	FALCONE PHILIP	CEO, Chairman and President	Equity grant / award A	Common Stock	383,725	$0.00	$0	1,252,913
2017-03-18	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	12,324	$5.84	$71,972	151,413
2017-03-10	ROBINSON PAUL	Chief Legal Officer & Corp Sec	Equity grant / award A · derivative	Stock option (Right To Buy)	6,729	$0.00	$0	6,729
2017-03-10	ROBINSON PAUL	Chief Legal Officer & Corp Sec	Other disposed transaction F	Common Stock	6,439	$5.50	$35,414	93,917
2017-03-10	ROBINSON PAUL	Chief Legal Officer & Corp Sec	Equity grant / award A	Common Stock	18,026	$0.00	$0	100,356
2016-11-30	Sena Michael J.	Chief Financial Officer	Other disposed transaction F	Common Stock	12,797	$4.76	$60,914	150,397
2016-11-14	FALCONE PHILIP	CEO, Chairman and President	Open-market buy P	Common Stock	21,000	$4.53	$95,231	805,827
2016-11-11	GFELLER WARREN H	Dir	Open-market buy P	Common Stock	5,000	$4.27	$21,340	19,634
2016-10-01	Voigt Paul	Sr. Managing Dir, Investments	Other disposed transaction F	Common Stock	14,309	$5.45	$77,984	471,712
2016-09-30	ROBINSON PAUL	Chief Legal Officer & Corp Sec	Other disposed transaction F	Common Stock	51,718	$5.45	$281,863	82,330
2016-06-14	GFELLER WARREN H	Dir	Equity grant / award A	COMMON STOCK	14,634	$0.00	$0	14,634
2016-05-21	Estus Ian	Managing Director, Investments	Other disposed transaction F	Common Stock	7,853	$4.17	$32,747	90,423

Regulatory Activity

Last 12 months to 2025-04-29

Insider Filings (Forms 3/4/5) — 12 months

Material Event Filings (8-K) — 12 months

8-K Material Event Filing Activity

Monthly count

Insider Trading Activity (Forms 3/4/5)

Monthly count